Self-regulatory organizations

Results: 6954



#Item
531Financial system / Market maker / Securities Exchange Act / Algorithmic trading / Broker-dealer / Market liquidity / Stock market / Options Clearing Corporation / London Stock Exchange / Financial markets / Financial economics / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]March 11, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed R

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Language: English - Date: 2015-03-11 17:23:36
532Financial markets / Investment / Chicago Board Options Exchange / Options Clearing Corporation / Securities Exchange Act / Market maker / Binary option / Financial economics / Finance / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]March 12, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectivenes

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Language: English - Date: 2015-03-13 09:01:58
533Finance / Financial Industry Regulatory Authority / Securities research / Securities Exchange Act / Financial analyst / U.S. Securities and Exchange Commission / Self-regulatory organization / Investment banking / Selling away / United States securities law / Financial system / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]March 12, 2015 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 to a

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Language: English - Date: 2015-03-12 14:27:01
534Financial Industry Regulatory Authority / Economy of the United States / Trade Reporting And Compliance Engine / Business / U.S. Securities and Exchange Commission / Securities Exchange Act / ACT / Municipal Securities Rulemaking Board / Selling away / United States securities law / Self-regulatory organizations / Financial regulation

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]March 11, 2015 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc; Notice of Filing of Amendment No. 1 and Or

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Language: English - Date: 2015-03-11 17:24:09
53573rd United States Congress / Financial economics / NASDAQ / Investment / Securities Exchange Act / Stock market / U.S. Securities and Exchange Commission / United States Securities and Exchange Commission / United States securities law / Economy of the United States

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]March 13, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed R

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Language: English - Date: 2015-03-13 14:37:29
536United States Securities and Exchange Commission / Investment / Finance / Mathematical finance / Order / Regulation NMS / International Securities Exchange / Securities Exchange Act / Market maker / Financial markets / Financial economics / Stock market

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ISE[removed]March 10, 2015 Self-Regulatory Organizations; International Securities Exchange, LLC; Order Instituting Proceedings to Determine Whether

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Language: English - Date: 2015-03-11 07:52:21
537United States Securities and Exchange Commission / U.S. Securities and Exchange Commission / Financial regulation / Financial economics / Government / London Stock Exchange / Regulation S-K / United States securities law / 73rd United States Congress / Securities Exchange Act

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MIAX[removed]March 11, 2015 Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness

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Language: English - Date: 2015-03-11 17:23:57
538Financial markets / Options Clearing Corporation / Futures exchange / Futures contract / Margin / Bank / Short / Chicago Board Options Exchange / Financial economics / Finance / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]March 11, 2015 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Propos

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Language: English - Date: 2015-03-11 17:23:40
539Securities Exchange Act / Financial regulation / International Securities Exchange / U.S. Securities and Exchange Commission / Government / United States / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ISE[removed]March 3, 2015 Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Prop

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Language: English - Date: 2015-03-04 07:47:22
540Finance / Securities Exchange Act / Futures contract / Market maker / National best bid and offer / Order / Stock market / Derivative / Financial economics / Financial markets / Investment

(SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]March 4, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Am

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Language: English - Date: 2015-03-05 08:28:38
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